Are you curious about the background of your financial advisor or brokerage firm? Don?t assume finding a dependable advisor is a shot in the dark, use the U.S. Securities and Exchange Commission?s Investment Adviser Public Disclosure website to develop a more informed opinion. This tool enables you to search for investment adviser firms, an individual investment adviser representative, and brokerage firms.
To access the Investment Advsier Public Disclosure tool, click here.
The SEC?s Investment Adviser Public Disclosure tool homepage.
Source: http://www.retireonyourterms.org/?p=778
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